By 1981, I was thoroughly disgusted with my inability to trade effectively while holding another job, so I moved to Chicago and got a job as a broker with Merrill Lynch at the Chicago Board of trade.

到了1981年，我对自己一方面要工作，一方又交易不顺而彻底苦恼。于是我搬到芝加哥，在芝加哥交易所美林证券经纪公司找了一份工作，做经纪人。

youdao

But Larry Paige at Google can call up a broker-- he better get the board's permission-- somebody at Google can call up a broker and make the same statement: we want to buy Google shares.

但是谷歌的拉里·佩奇也给经纪人打电话,当然要经过董事会允许,谷歌的某个雇员可以给经纪人打电话,然后做出同样的买入要求,我们想买进谷歌的股份

耶鲁公开课 - 金融市场课程节选

The FIA's biggest bone of contention appears to be a significant reduction in the number of board seats small broker members can vote on under the new organization, to three from the 16 governor seats on which they can currently vote.

FORBES: Small Brokers Cry For Help

Congress, the Treasury Department, the National Association of Securities Dealers, the Securities and Exchange Commission and the Municipal Securities Rulemaking Board are weighing in, troubled by the fact that broker-sold plans may charge a load and often have annual expenses of more than 2%.

FORBES: An Expensive Education

In August of 2012, the Public Company Accounting Oversight Board, the US audit industry regulator, issued its first report on the auditors of broker-dealers under a pilot inspection program.

FORBES: All Talk: The SEC's Broken Broker-Dealer, Investment Advisor Examination Program